In this SPAC Podcast Spotlight, Nick Morgan, President and Founder of the Investor Choice Advocates Network (ICAN), shares his perspective on how the SEC approaches SPAC enforcement. Drawing on past enforcement activity and rulemaking debates, he explains why Commissioner Hester Peirce’s dissents may offer insight into how the Commission views SPACs today.

Nick also references the SEC’s first SPAC-related enforcement action in 2021 and notes how Commissioner commentary has influenced the policy discussion around SPACs. His insights shed light on how regulatory perspectives can shape the market environment.

Disclaimer:
The views, opinions, and statements expressed by the guest are solely their own and do not necessarily reflect the views of The SPAC Podcast, its hosts, or affiliated organizations. This content is for informational purposes only and should not be construed as investment, legal, or financial advice.

Connect with the Guest:
Nick Morgan – President & Founder, Investor Choice Advocates Network (ICAN)
Website: http://www.icanlaw.org/
Spotify: https://open.spotify.com/show/35ThEEfx6jHDdcMP74kJba
X (Twitter): https://x.com/InvestorChAdNt
YouTube: https://www.youtube.com/@investorchoiceadvocatesnet5456
LinkedIn: https://www.linkedin.com/in/nick-morgan-9182744/
View all of their episodes here:
https://www.thespacpodcast.com/guests/nick-morgan/

Connect with the Hosts & The SPAC Podcast:
Michael Blankenship LinkedIn: https://www.linkedin.com/in/mikeblankenship/
Joshua Wilson LinkedIn: https://www.linkedin.com/in/joshuabrucewilson/
YouTube Channel: https://www.youtube.com/@Thespacpodcast

#SPACs #CapitalMarkets #SPACPodcast #SECEnforcement #SPACRegulation #InvestorAdvocacy #NickMorgan

Contact The SPAC Podcast:
https://www.thespacpodcast.com/contact/

Disclaimer:

Michael J. Blankenship is a licensed attorney and is a partner at Winston & Strawn LLP. Joshua Wilson is a licensed Florida real estate broker and holds FINRA Series 79 and Series 63 licensure. The content of this podcast is intended for informational and educational purposes only and should not be interpreted as legal, financial, or compliance advice. The views and opinions expressed by the hosts and guests are their own and do not necessarily reflect the official policies or positions of any regulatory agency, law firm, employer, or organization.

Listeners are encouraged to consult their own legal counsel, compliance professionals, or financial advisors to ensure adherence to applicable laws and regulations, including those enforced by the SEC, FINRA, and other regulatory bodies. This podcast does not constitute a solicitation, offer, or recommendation of any financial products, securities transactions, or legal services.

Let’s Connect on LinkedIn:

👉 Michael J. Blankenship - https://www.linkedin.com/in/mikeblankenship/

👉 Joshua Bruce Wilson - https://www.linkedin.com/in/joshuabrucewilson/

To Contact Us or Collaborate:

🎙️ https://www.TheSPACPodcast.com/contact/