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Navigating the SEC's New Marketing Rule FAQ Guidance

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Manage episode 485275896 series 3413467
Content provided by Ropes & Gray LLP and Gray LLP. All podcast content including episodes, graphics, and podcast descriptions are uploaded and provided directly by Ropes & Gray LLP and Gray LLP or their podcast platform partner. If you believe someone is using your copyrighted work without your permission, you can follow the process outlined here https://podcastplayer.com/legal.

On this Ropes & Gray podcast, Alyssa Horton and Colleen Meyer, both counsel in the private funds regulatory group, explore the recent SEC staff guidance on the Marketing Rule. They discuss the new FAQs issued on March 19, 2025, which address the presentation of investment-level returns and investment characteristics. Colleen and Alyssa provide a comprehensive overview of the history behind these FAQs, the operational challenges faced by advisers, and the significant changes brought by the new guidance. Listen in to gain valuable insights on how to effectively implement these updates in your marketing materials and ensure compliance with the Marketing Rule.

  continue reading

458 episodes

Artwork
iconShare
 
Manage episode 485275896 series 3413467
Content provided by Ropes & Gray LLP and Gray LLP. All podcast content including episodes, graphics, and podcast descriptions are uploaded and provided directly by Ropes & Gray LLP and Gray LLP or their podcast platform partner. If you believe someone is using your copyrighted work without your permission, you can follow the process outlined here https://podcastplayer.com/legal.

On this Ropes & Gray podcast, Alyssa Horton and Colleen Meyer, both counsel in the private funds regulatory group, explore the recent SEC staff guidance on the Marketing Rule. They discuss the new FAQs issued on March 19, 2025, which address the presentation of investment-level returns and investment characteristics. Colleen and Alyssa provide a comprehensive overview of the history behind these FAQs, the operational challenges faced by advisers, and the significant changes brought by the new guidance. Listen in to gain valuable insights on how to effectively implement these updates in your marketing materials and ensure compliance with the Marketing Rule.

  continue reading

458 episodes

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