))
The SEC’s Proposed Swing Pricing and Hard Close Rules
Manage episode 375136413 series 3505294
Content provided by Sidley Austin LLP. All podcast content including episodes, graphics, and podcast descriptions are uploaded and provided directly by Sidley Austin LLP or their podcast platform partner. If you believe someone is using your copyrighted work without your permission, you can follow the process outlined here https://podcastplayer.com/legal.
Listen here as Jay Baris, a partner in Sidley’s Investment Funds group, discusses the proposed “swing pricing” and “hard close” requirements and how they would ripple through the world of investment companies and financial intermediaries.
37 episodes
Share
