))
Make Better Wealth Decisions: How Financial Advisor's Blind Spots Can Hurt Your Investments in a Rapidly Changing World
«
»
#195 | Why Compliance Rules May Be Blocking Your Wealth Decisions (Without You Knowing It
Manage episode 498222801 series 3619636
Content provided by John De Goey (a podcast covering financial literacy, financial advisors & wealth), John De Goey (a podcast covering financial literacy, and Financial advisors. All podcast content including episodes, graphics, and podcast descriptions are uploaded and provided directly by John De Goey (a podcast covering financial literacy, financial advisors & wealth), John De Goey (a podcast covering financial literacy, and Financial advisors or their podcast platform partner. If you believe someone is using your copyrighted work without your permission, you can follow the process outlined here https://podcastplayer.com/legal.
Do you know who’s really influencing your investment decisions?
Most investors assume their financial advisor has full discretion over portfolio recommendations. But behind the scenes, compliance departments are shaping your options in ways you might never have considered—especially when it comes to offering memorandum products.
If you’ve ever been told “this investment isn’t suitable” or wondered why alternative assets are capped at 10%, this episode unpacks the internal restrictions that affect your wealth strategy.
In this episode, you’ll discover:
- How compliance policies impact your advisor’s ability to recommend certain products
- Why many firms label offering memorandum products as “high risk”—even when they’re not
- How internal risk frameworks may be quietly limiting your ability to diversify and grow wealth
Tune in now to understand the real gatekeepers of your financial decisions—and how to navigate around their limitations.
https://designedwealthmanagement.ca/
144 episodes
Share
