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FSR Brief EP8: Non-Financial Misconduct – more questions raised than answered?

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Manage episode 495877574 series 3359325
Content provided by Herbert Smith Freehills Kramer Podcasts. All podcast content including episodes, graphics, and podcast descriptions are uploaded and provided directly by Herbert Smith Freehills Kramer Podcasts or their podcast platform partner. If you believe someone is using your copyrighted work without your permission, you can follow the process outlined here https://podcastplayer.com/legal.

On 2 July 2025, the FCA published Consultation Paper 25/18, "Tackling non-financial misconduct in financial services", comprising both a Policy Statement and final rules, together with further consultation on the revised guidance proposed for the FCA Handbook. It has taken the FCA considerable time to reach this phase in the development of its NFM policy, and there has been significant change from its original proposals in CP23/20. Even with further clarity and guidance from the FCA, this undoubtedly remains one of the most difficult areas for firms to grapple with. Join Jon Ford, Hywel Jenkins, Christine Young and Michael Tan as they discuss CP25/18 and consider whether it raises more questions than it answers.

  continue reading

1067 episodes

Artwork
iconShare
 
Manage episode 495877574 series 3359325
Content provided by Herbert Smith Freehills Kramer Podcasts. All podcast content including episodes, graphics, and podcast descriptions are uploaded and provided directly by Herbert Smith Freehills Kramer Podcasts or their podcast platform partner. If you believe someone is using your copyrighted work without your permission, you can follow the process outlined here https://podcastplayer.com/legal.

On 2 July 2025, the FCA published Consultation Paper 25/18, "Tackling non-financial misconduct in financial services", comprising both a Policy Statement and final rules, together with further consultation on the revised guidance proposed for the FCA Handbook. It has taken the FCA considerable time to reach this phase in the development of its NFM policy, and there has been significant change from its original proposals in CP23/20. Even with further clarity and guidance from the FCA, this undoubtedly remains one of the most difficult areas for firms to grapple with. Join Jon Ford, Hywel Jenkins, Christine Young and Michael Tan as they discuss CP25/18 and consider whether it raises more questions than it answers.

  continue reading

1067 episodes

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