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Content provided by Joanne E. Ferguson and Best Practices Podcast. All podcast content including episodes, graphics, and podcast descriptions are uploaded and provided directly by Joanne E. Ferguson and Best Practices Podcast or their podcast platform partner. If you believe someone is using your copyrighted work without your permission, you can follow the process outlined here https://podcastplayer.com/legal.
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How to avoid litigation with Ellen Bessner

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Manage episode 487906024 series 3623081
Content provided by Joanne E. Ferguson and Best Practices Podcast. All podcast content including episodes, graphics, and podcast descriptions are uploaded and provided directly by Joanne E. Ferguson and Best Practices Podcast or their podcast platform partner. If you believe someone is using your copyrighted work without your permission, you can follow the process outlined here https://podcastplayer.com/legal.

In this episdoe we dive into an important topic: How to Avoid Litigation in a Joint Code Arrangement or Partnership. Joining us is Ellen Bessner, a partner at the renowned litigation boutique law firm Babin, Bessner Spry LLP. Ellen brings deep expertise in financial services litigation, focusing on the regulatory defence of securities dealers, advisors, and insurance agents—both in court and in CIRO matters, as well as provincial securities and insurance tribunals. In addition to her legal practice, Ellen runs a training business and has authored two insightful books designed to help advisors and agents navigate their compliance obligations. Her books are accessible, easy to read, and free from legal jargon. Ellen is also a regular contributor to Investment Executive, where you can subscribe to receive all of her articles directly to your inbox. Stay tuned as Ellen shares her invaluable advice on avoiding litigation when working in joint arrangements, drawing from her wealth of experience and practical guidance.

  continue reading

19 episodes

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Manage episode 487906024 series 3623081
Content provided by Joanne E. Ferguson and Best Practices Podcast. All podcast content including episodes, graphics, and podcast descriptions are uploaded and provided directly by Joanne E. Ferguson and Best Practices Podcast or their podcast platform partner. If you believe someone is using your copyrighted work without your permission, you can follow the process outlined here https://podcastplayer.com/legal.

In this episdoe we dive into an important topic: How to Avoid Litigation in a Joint Code Arrangement or Partnership. Joining us is Ellen Bessner, a partner at the renowned litigation boutique law firm Babin, Bessner Spry LLP. Ellen brings deep expertise in financial services litigation, focusing on the regulatory defence of securities dealers, advisors, and insurance agents—both in court and in CIRO matters, as well as provincial securities and insurance tribunals. In addition to her legal practice, Ellen runs a training business and has authored two insightful books designed to help advisors and agents navigate their compliance obligations. Her books are accessible, easy to read, and free from legal jargon. Ellen is also a regular contributor to Investment Executive, where you can subscribe to receive all of her articles directly to your inbox. Stay tuned as Ellen shares her invaluable advice on avoiding litigation when working in joint arrangements, drawing from her wealth of experience and practical guidance.

  continue reading

19 episodes

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