An SCCE Podcast
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SCCE Podcasts
What happens when two compliance aficionados get together to talk all things compliance, risk management and ERM? You get Tom Fox, the Voice of Compliance and Matt Kelly, the Coolest Guy in Compliance, going into the weeds of a topic each week. Each week, you can take a deep dive with two of the top writers, thinkers and prognosticators in compliance.
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For a long time, compliance was perceived as a part of the larger legal world. Today, compliance is its own profession—a place where people work tirelessly to make the world a better place, one where doing the right thing is the standard for everyone. There are a lot of amazing and inspirational women who have helped the compliance field develop into what it is today, and women are joining this field every day. They are leading the work on cutting-edge issues and breaking barriers for women. ...
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Garth Jordan on Becoming the New CEO of SCCE & HCCA [Podcast]
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15:12By Adam TurteltaubWhen Garth Jordan learned about the opportunity to lead the SCCE & HCCA, he was excited about the idea of helping to build trustworthy organizations. And, the more he spoke with the board and talked to his peers, the more convinced he was that this was the role for him.Unlike our previous CEOs he came to the association not from c…
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SCCE Compliance and Ethics Institute Report
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17:53Key highlights: The SCCE conference was well-attended with over 1300 participants. The absence of key representatives from the Trump administration was notable. Innovative presentations offered fresh perspectives on compliance topics. Compliance professionals must adapt policies to effectively support AI tools. Leadership changes at SCCE signal a n…
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2025 SCCE Roundup with Special Guest Adam Turteltaub
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17:11Breaking News! #teamgwic was at the Society of Corporate Compliance and Ethics (SCCE) annual Ethics & Compliance Institute in Nashville and is here to give you an update on our experience. Ellen, Lisa, and Hemma all caught up mid-conference to interview each other about their panels and also what people were talking about outside the presentations.…
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Compliance as a Product Differentiator with Susan Cooper
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28:51
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28:51In today’s episode, Lisa Fine speaks with Susan Cooper, Vice President of Regulatory Compliance Programs and Global Data Protection Officer at Meta, discussing her approach to compliance in the technology sector. Susan discusses the path that led her to her current role, which is unique as her team is embedded within Meta’s product organization. Be…
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Navigating H-1B Visa Reforms & Corporate Compliance Challenges
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20:17The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to explore a subject more fully. Looking for some hard-hitting insights on compliance? Look no further than Compliance into the Weeds! In this episode of Compliance into the Weeds, Tom Fox and…
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Barbara-Ann Boehler on Experiential Learning [Podcast]
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12:39By Adam TurteltaubWhat do cupcakes, cookies and compliance training have in common? More than you might think, reports Barbara-Ann Boehler, Senior Director of the Program on Corporate Compliance and Ethics at Fordham University School of Law. She successfully used the act of frosting the treats a part of a compliance learning exercise.It’s a great,…
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The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to explore a subject more fully. Looking for some hard-hitting insights on compliance? Look no further than Compliance into the Weeds! In this episode of Compliance into the Weeds, Tom Fox and…
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Kim Jablonski on Compliance Leadership and Changing Times [Podcast]
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10:08By Adam TurteltaubBeing a leader is hard. Being a compliance leader is harder. Being a compliance leader in fast-changing times takes it up yet another level, but it’s not impossible.Kim Jablonski, Chief Compliance & Ethics Officer at Bristol Myers Squibb shares that with these challenges it’s important for leaders not to think in static terms but …
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Colin May on Non-Emergency Medical Transportation Fraud [Podcast]
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13:33By Adam TurteltaubThere’s a car pulling up to your facility loaded up with a patient and a trunk full of risk.Non-emergency medical transportation (NEMT) plays an important role in getting elderly and poor patients to their medical appointments and pharmacies. But, explains Colin May, Professor of Forensic Studies and Criminal Justice at Stevenson …
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Being an Entrepreneur in Residence with Kathy Zhu
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45:47Now is the time for all of us to think of ourselves as entrepreneurs in residence, designing the future of compliance. In this episode of the Great Women in Compliance Podcast, GWIC co-host Hemma Lomax speaks with Kathy Zhu, Co-Founder and CEO of Streamline AI, about her journey from big law to in-house legal at DoorDash to launching her own legal …
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The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to explore a subject more fully. Looking for some hard-hitting insights on compliance? Look no further than Compliance into the Weeds! In this episode, Tom Fox and Matt Kelly discuss a recent …
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Marti Arvin on Business Associates and the Close-Out Process [Podcast]
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11:47By Adam TurteltaubThings are a bit out of balance when it comes to Business Associates (BAs) in healthcare. Organizations invest a great deal of time and resources in vetting these third parties to make sure that they will safely handle data from the covered entity. But, when the relationship ends, those same organizations may overlook the risks to…
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Ahmed Salim on Change Management [Podcast]
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12:07By Adam TurteltaubAhmed Salim wants you to change how you approach change. An active consultant to the compliance community and Healthcare Compliance & Regulations Adjunct Professor at DePaul University, he is passionate about following a disciplined approach to change management. Not surprisingly then, he’s the author of a new book from the SCCE &…
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Catching Up with the OG GWIC with Mary Shirley
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28:11
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28:11Welcome to the Great Women in Compliance podcast with Hemma Lomax and Lisa Fine, sponsored by Corporate Compliance Insight and a part of the Compliance Podcast Network. My guest today isn’t really a guest; she’s so much more. She is an architect of GWIC, my first partner in compliance, and my first compliance friend, who remains a dear friend to th…
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Examining the Impact of Reducing Middle Management on Corporate Culture
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23:50The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to explore a subject more fully. Seeking insightful perspectives on compliance? Look no further than Compliance into the Weeds! In this episode, Tom Fox and Matt Kelly discuss the implications…
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Joey Seeber on Compliance’s Role in eDiscovery [Podcast]
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8:25By Adam TurteltaubAs with so many other areas, communication, or a lack of it, can be a big problem when it comes to eDiscovery. Legal doesn’t always adequately communicate what it needs. The business unit doesn’t share information about all the technologies its teams are using to communicate, and compliance may be giving the wrong message as a res…
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Jonathan Armstrong on The General Purpose AI Code of Practice [Podcast]
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13:39By Adam TurteltaubOn July 10, 2025 the European Commission posted The General-Purpose AI Code of Practice. Unlike the EU AI Act, this new Code of Practice is not compulsory, at least not yet.Still, it seems prudent to start understanding what it says and what expectations are being laid, as well as what the definition of general-purpose AI (GPAI) i…
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Navigating Risk, Culture, and Compliance with Teri Cotton Santos
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27:34✨ New Episode Alert! ✨ On this special episode of #GWIC, guest host Ellen Hunt talks with the incredible Teri Cotton Santos, Chief Compliance Officer at Phillips 66. Teri shares her inspiring journey—from serving as General Counsel in Asia at Eli Lilly to leading compliance at HF Sinclair, and now shaping the culture of ethics and compliance at Phi…
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Unpacking the University of Michigan Football Scandal: Compliance and Consequences
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27:22The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to explore a subject more fully. Seeking insightful perspectives on compliance? Look no further than Compliance into the Weeds! In this episode, Tom Fox and Matt Kelly discuss the recent Unive…
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Andrew Bakaj, John Pease and Jordan Segall on Whistleblowers [Podcast]
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16:27By Adam TurteltaubManaging whistleblowers is always a hot topic, and you’ll find it on the agenda at the 2025 SCCE Annual Compliance & Ethics Institute. To provide a preview of what you will see if you join us in Nashville, we sat down with the speakers for the session “Someone Blew The Whistle: Perspectives from Former Whistleblowers, In-House Com…
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Greg Demske on the State of Healthcare Enforcement [Podcast]
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15:21By Adam TurteltaubThere’s a lot new going on in healthcare enforcement, and, at the same, there’s a lot that hasn’t changed, reports Greg Demske (LinkedIn), partner at Goodwin Proctor and, formerly, Chief Counsel to the Inspector General at HHS.While the US Department of Justice has changed its priorities in areas such as anticorruption, if you loo…
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Building Strategic and Effective Risk Assessments
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45:04In this episode of the Great Women and Compliance Podcast, co-hosts Hemma Lomax and Lisa Fine discuss the breadth and depth of effective risk assessments with guests Jisha Dymond and Lisa Beth Lentini Walker. Jisha and Lisa Beth have both worked in highly regulated and high-profile industries. Jisha most recently served as Chief Ethics & Compliance…
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The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to explore a subject more fully. Looking for some hard-hitting insights on compliance? Look no further than Compliance into the Weeds! In this episode of Compliance into the Weeds, Tom Fox and…
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Glenn Sweatt on Compliance & Natural Disasters [Podcast]
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14:33By Adam TurteltaubI live in Los Angeles and was fortunate enough to get through the fires unscathed. Around me, though, were others who were not so fortunate. A cousin and several friends lost everything.After the fires came a cleanup of epic proportions. For Glenn Sweatt, Vice President at ECC, the company charged with remediation at all those bur…
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Mary Shirley on What to Do When Leadership Doesn’t Take Compliance Seriously [Podcast]
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12:26By Adam TurteltaubHere’s a little nightmare every compliance officer dreads. You leave your current job for an exciting new one, only to find out that you just walked into a position where the compliance efforts are token at best because the organization’s leadership doesn’t take compliance seriously.In this podcast Mary Shirley, Vice President, Ch…
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Trigger Warning: This episode contains a brief discussion of suicide. Listener discretion is advised. In this episode of Great Women in Compliance, host Hemma Lomax is joined by Lynette Buebird—trainer at Mind, the UK’s leading mental health charity, and a certified Mental Health First Aid Instructor with Mental Health First Aid England. Tune in to…
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Two Cyber Security Cases for the Compliance Professional
27:59
27:59
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27:59The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to explore a subject more fully. Looking for some hard-hitting insights on compliance? Look no further than Compliance into the Weeds! In this episode of Compliance into the Weeds, Tom Fox and…
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By Adam TurteltaubThere is so much hype and drama when it comes to AI, that it’s good to hear the voice of Mujo Vilasevic, Senior Compliance Officer, Raiffeisen Bank International. Contrary to most, he makes the case that the problem with AI is overdramatization. Despite the fears, it’s not going to take over the world or our jobs, as he sees it.So…
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Justin Ross and Carrie Penman on Moving Beyond the Usual Helpline Data [Podcast]
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16:38By Adam TurteltaubIt’s time to think bigger when it comes to helpline data. Yes, it’s still important to look at traditional metrics such as the number of calls and the substantiation rate. But, there is so much more that can be done.Justin Ross, Vice President, Chief Compliance Officer at Sysco and Carrie Penman, Chief Risk and Compliance Officer …
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LATAM Compliance Update with Alejandra Montenegro Almonte
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26:18In this episode of Great Women in Compliance, Lisa speaks with Alejandra Montenegro Almonte, a member at Miller Chevalier. Alejandra is the Chair of their International Practice and Practice Co-Lead, Workplace Culture. They discuss recent regulatory trends, workplace culture, and the evolving compliance landscape in Latin America and the United Sta…
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A Deep Dive into Cadence Design Systems' Export Control Violations
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23:17The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to explore a subject more fully. Looking for some hard-hitting insights on compliance? Look no further than Compliance into the Weeds! In this episode of Compliance into the Weeds, Tom Fox and…
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Stacy Parks on Speaking the Next Generation’s Language [Podcast]
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14:26By Adam TurteltaubI recently learned that at the US Department of Justice’s law library, one of the most common requests the librarians receive is for vintage dictionaries. Why? Because the lawyers often need to find out what the definition of a word was at the time a law was passed.Meanings change over time in the law and in the vernacular. Rememb…
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Tobias Kruis on European Compliance Requirements [Podcast]
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15:53By Adam TurteltaubIf you’re looking for compliance direction only from the US Department of Justice, you’re missing the wider picture. There is a lot going on in Europe that companies operating in that geography need to be complying with.Dr. Tobias Kruis, Head of Corporate Compliance, Giesecke+Devrient, shares what is going on both in this podcast …
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The Power of Vulnerability with Cricket Snyder
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30:14Lisa Fine speaks with Cricket Snyder, the first Chief Compliance Officer for the Jefferson County Commission in Birmingham, Alabama, a role that was mandated by a US Federal District Court decree. Cricket shares her experiences in shifting the compliance culture in Jefferson County from one where she was initially viewed as an extension of the moni…
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Colton Kopcik and Phoebe Roth on AI and the False Claims Act [Podcast]
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13:34By Adam TurteltaubThere’s always a “but” when it comes to AI. It has great potential, but there’s always the risk of bad things happening.In the case of the False Claims Act and healthcare, that’s very much the case.In a recent article for Compliance Today – “AI and the False Claims Act: Navigating compliance in the age of automation” -- Phoebe Rot…
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Becky Rohr on Avoiding a Bored Board [Podcast]
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12:00By Adam TurteltaubAs important as gaining access to the board is, using that time properly is even more crucial. Becky Rohr, Chief Compliance Officer and head of Investigations at Ericsson, will be sharing her insights and advice on this topic in her session “Board Reporting, Not Bored Reporting: Presenting to Boards and Other Senior Stakeholders b…
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The Compliance Pre-Mortem: Together We Can Do Hard Things Well with Jonathan Aronie
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48:19This GWIC episode features a “Great Gentleman in Compliance,” Jonathan Aronie, a leading expert in government investigations and organizational integrity at Sheppard Mullin. Jonathan joins GWIC co-host Hemma Lomax to discuss his career journey, the innovative compliance tool known as the compliance pre-mortem, and the importance of proactive measur…
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Sanctions Compliance Failures: Lessons from Harman International and Interactive Brokers
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26:23The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to explore a subject more fully. Seeking insightful perspectives on compliance? Look no further than Compliance into the Weeds! In this episode of Compliance into the Weeds, Tom Fox and Matt K…
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Al Firato on Proper Background Screening [Podcast]
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11:27By Adam TurteltaubWhat you don’t know can hurt you. And what you do know can hurt you. Such is the dilemma of background screening. Companies want to know who they are hiring, but, explains Al Firato, CEO & Founder of HireSafe, some information is off limits.The 1964 Civil Rights Act and Title VII prohibit examinations of race, religion, ethnicity …
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Hemma Lomax on Legacy-Driven Leadership [Podcast]
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10:24By Adam TurteltaubDr. Hemma R. Lomax, Vice President, Deputy General Counsel and Global Head of Ethics and Compliance for DocuSign thinks a lot about leaving a legacy, not just for herself but in general. She’ll be addressing the topic Beyond the Rules: The Future of Compliance is Legacy-Driven Leadership at the SCCE 24th Annual Compliance & Ethics…
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Agentic Misalignment and AI Ethics: Analyzing AI Behavior Under Pressure
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28:34The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to explore a subject more fully. Seeking insightful perspectives on compliance? Look no further than Compliance into the Weeds! In this episode of Compliance into the Weeds, Tom Fox and Matt K…
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Hassan Chaudry on Compliance in a Joint Venture [Podcast]
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8:40By Adam TurteltaubJoint ventures are created to capitalize on a business opportunity, but they come with challenges. Each partner may have a different experience with or attitude towards compliance. They may have distinctly different cultures, and, in the worst case, may each be expecting the other to be watching compliance when, in fact, no one is…
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Matt Kelly on the Compliance Job Market [Podcast]
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15:16By Adam TurteltaubDon’t take it personally if it’s taking you forever to find a new compliance job. According to Matt Kelly (LinkedIn), Editor and CEO at Radical Compliance, you’re far from alone.It’s not that there aren’t jobs out there, he explains. There is just a hesitancy to hire due to the macro-economic environment. With so much economic ins…
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Professors Todd Haugh and Suneal Bedi on Treating Compliance Like an Asset [Podcast]
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12:39By Adam TurteltaubProfessors Todd Haugh (LinkedIn) and Suneal Bedi (LinkedIn) of the Institute for Corporate Governance & Ethics at the Kelley School of Business at Indiana University recently published a paper: Retheorizing Corporate Compliance. In it they argued strongly that compliance needs to be seen not just as a defense against potential cor…
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Boeing’s New Safety Initiatives and Compliance Reforms
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21:00The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to explore a subject more fully. Are you seeking insightful perspectives on compliance? Look no further than Compliance into the Weeds! In this episode of Compliance into the Weeds, Tom Fox an…
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Jillian Willis and Melissa Scott on the HHS OIG’s Nursing Facility: Industry Segment-Specific Compliance Program Guidance [Podcast]
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11:20By Adam TurteltaubIn November 2024, the Office of Inspector General at Health and Human Services released its Nursing Facility: Industry Segment-Specific Compliance Program Guidance. The document is part of an effort to modernize how HHS OIG is communicating to industry and providing information about risks, how to mitigate them and best practices …
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Professors Guido Palazzo and Ulrich Hoffrage on the Dark Patterns Behind Corporate Scandals [Podcast]
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20:20By Adam TurteltaubProfessors Guido Palazzo and Ulrich Hoffrage are skeptical. When they hear that there was a bad apple at the core of a scandal, they are hesitant to accept that explanation. Instead, they argue in this podcast and in their new book, The Dark Pattern: The Hidden Dynamics of Corporate Scandals, that the problem is typically much dee…
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GWIC X EC Q2 2025 - Exploring Compliance Innovations
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54:54We’re back with another GWIC x EC crossover episode. Today, we have the quartet of Great Women in Compliance of Kristy Grant-Hart, Karen Moore, Lisa Fine, and Hemma Lomax.The GWIC quartet discusses various intriguing topics related to compliance. Lisa Fine kicks off the conversation by discussing the new ‘failure to prevent fraud’ guidance in the U…
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Jordan Domash on Using AI to Further Your Compliance Program [Podcast]
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11:13By Adam TurteltaubSo you’ve got a case of AI fever and want to put the technology to work for your compliance team. What should you do?Jordan Domash, Founder of Rersponsiv, urges you to first take a deep breath and think through the process starting with defining your goals. Interestingly, he shares, the goals can be affected by the solution you ch…
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Amy Matsuo on the DOJ’s Recent Policy Changes [Podcast]
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11:45By Adam TurteltaubOn May 12, 2025 the head of the Criminal Division at the US Department of Justice issued a memo to all Criminal Division personnel with the subject: Focus, Fairness and Efficiency in the Fight Against White Collar Crime.To understand what the document means for compliance programs, we spoke with Amy Matsuo, leader for both Regulat…
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