The Barefoot Innovation podcast, hosted by the Alliance for Innovative Regulation (AIR) CEO Jo Ann Barefoot, explores better solutions for financial consumers at the intersection of technology innovation and regulation.
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Financial Regulation Podcasts
A weekly podcast featuring the leading thinkers in business and management.
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The Financial Management (FM) magazine podcast series features conversations with executives and thought leaders in management accounting. We discuss topics including governance, risk management, performance management, technology, corporate strategy, and leadership. Interviews are conducted by FM editors and contributors.
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Travis helps you navigate the insane world of student loans, especially if you owe $20,000 to $1 million. If you've ever spent too much time on the phone with your loan servicer, this is the show for you. Every week we share tips on loan forgiveness, investing, crushing debt, and how to get to financial freedom when you owe more than most people's mortgage.
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A topical show looking at news, policy and regulatory developments in the UK financial services industry. Hosted by Eve McGrady, alongside Fairer Finance's Managing Director James Daley and Director Tim Hogg.
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This is the official podcast feed of the Society of Actuaries
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Is capitalism the engine of destruction or the engine of prosperity? On this podcast we talk about the ways capitalism is—or more often isn’t—working in our world today. Hosted by author and journalist Bethany McLean and world renowned economist Luigi Zingales, we explain how capitalism can go wrong, and what we can do to fix it. Cover photo attributions: https://www.chicagobooth.edu/research/stigler/about/capitalisnt. If you would like to send us feedback, suggestions for guests we should b ...
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In this EXCEL Award-winning series, hear thoughts and suggestions from top MDRT members on issues that financial and insurance professionals encounter in their careers. Contact us at [email protected]. MDRT diversity statement: https://www.mdrt.org/diversity-statement The Million Dollar Round Table® (MDRT) does not guarantee the accuracy of tax and legal information and is not liable for errors or omissions. You are urged to check with tax and legal professionals in your state, province or co ...
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NASAA’s Real Life Regulators podcast spotlights investment fraud cases from the files of state and provincial securities regulators and features interviews with the investigators and attorneys who bring these fraudsters to justice. Taking listeners through the investigative process provides an insider’s view of how to identify an investment scam.
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FTAdviser is the Financial Times’ specialist title dedicated to the UK financial advice profession. Each week one of our reporters will be joined by a panel of experts to discuss issues such how the latest regulatory developments will impact advice firms, how advised clients will be affected by the latest developments in pensions, investing, mortgages and tax, and how the financial advice profession will develop and grow. The FTAdviser Podcast is designed to inform regulated UK advisers on a ...
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Our finances, portfolios and the markets are affected daily by the policies and politics coming out of Washington. In each episode of WashingtonWise, host Mike Townsend, Charles Schwab’s Vice President for Legislative and Regulatory Affairs, focuses a non-partisan eye on the stories that matter most to investors, and his guests offer actionable suggestions for what to do--and what not to do--with your portfolio. Podcasts are for informational purposes only. This channel is not monitored by C ...
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FINRA Unscripted is the voice of the nation’s largest non-government securities regulator. We bring together FINRA leaders to discuss existing and emerging regulatory topics that impact the broker-dealer industry. We share best practices for compliance officers, insights into the operations of a 3,500 person self-regulated organization and educational tools and information for investors. Every investor in America relies on one thing: fair financial markets. That is what FINRA works every day ...
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Want to keep up with all the news from China's business scene but short on time? Then tune into the Caixin China Biz Roundup! Each weekday, we break down the biggest developments in the Asian giant's economy, financial world and tech sphere — all in around 15 minutes! Expect to find lots of analysis and informative updates delivered in a fun, light-hearted manner. Also on our channel is the Caixin-Sinica Business Brief and China Stories, which are both produced in collaboration with SupChina ...
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Cogcast explores the unique challenges of marketing in fintech and financial services. We host conversations with industry experts navigating regulation, building trust, and reaching sophisticated audiences in finance and technology. From Cognito, the integrated communications and digital agency specializing in finance, investment, and fintech. We help companies cut through complexity to connect with their audiences. More resources are available on cognitomedia.com
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Financial markets illuminated insight out
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RegCast brings you behind the scenes of global financial regulation. Hosted by PJ Di Giammarino, CEO of RegRisk Legal Solutions, it features expert voices from regulators, firms and suppliers. From DORA to AI, RegCast explores how leaders are turning compliance into strategic advantage. Get ahead of the curve and gain insight before the market takes notice.
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Fintech Insider is your ultimate guide to the world of finance and fintech from 11:FS - the leading independent fintech consultancy, recognised five times with the British Bank Award for Consultancy of the Year. Our expert hosts, with real industry experience, are joined by the biggest decision-makers, VCs, and reporters from across financial services including Visa, Monzo, Nationwide, JPMorgan Chase, Wise, the Financial Times, and more to discuss breaking news and deep dive into the biggest ...
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Ropes & Gray attorneys provide timely analysis on legal developments, court decisions and changes in legislation and regulations.
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Congressman Dan Crenshaw joins the world's leading experts for deep and insightful conversations about the most important issues facing us today.
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A series by reputation specialist Lansons Team Farner and law firm Katten. Join asset management experts David Masters (Lansons), Neil Robson (Katten) and guests as they dissect the top stories and misconduct cases across the industry, impacting reputation, brand trust and integrity.
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Welcome to Regulate THIS! a RIA-ly Unfiltered Podcast. Hosted by industry legend Leila Shaver, founder of My RIA Lawyer and Business Guru Tracie Behr. Join Leila and Tracie as they dive deep into the world of Registered Investment Advisors (RIAs), exploring the challenges, triumphs, and real stories behind the scenes. ”Regulate THIS!” provides a candid and insightful look at the RIA landscape, empowering listeners to navigate the complexities of regulation with confidence. Tune in for honest ...
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The Cornerstone Finance Group Podcast addresses key challenges and opportunities in the mortgage and protection market, highlighting how top-performing mortgage advisors can turn customers into clients and build a successful and scalable business. The series features insights from Cornerstone’s senior team, funders and finance providers as well as advisors who share best practice on client conversations and relationships. Guests tackle topics including being ready for the record numbers of f ...
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PwC’s Financial Services risk and regulation podcast, discussing the latest developments affecting the industry, some insights from our work with clients, and our perspective on industry talking points. Led by PwC host Tessa Norman, who’s joined by a range of guests each month.
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For more than a century, state financial regulation has been a cornerstone of economic stability. So how do we balance innovation with stability? How can we navigate uncertainty with confidence? On this show, we’re talking to regulators, policymakers, and financial leaders who understand that stability and progress go hand in hand. Each episode, we’ll break down what’s happening behind the headlines, why it matters, and how we can make informed decisions that drive economic growth and resili ...
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The SMSF Adviser Show features insights from the leading experts in the SMSF industry and explores the biggest themes shaping the SMSF landscape today. Join us as we dive into the latest headlines and developments in the industry.
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Welcome to Rich & Regulated, the podcast where ambitious women learn how to create financial freedom with clarity, confidence, and ease. Hosted by wealth coach Jessica Sol, this show is your go-to resource for practical wealth strategies, innovative tools, and the powerful mindset shifts you need to take control of your financial future. With over a decade of experience guiding women through wealth creation and business growth, Jessica reveals how to master money management, unlock cashflow, ...
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Today’s financial trends, topics, and practical matters, that’s what Banking Matters is all about. The host is joined weekly by guests from around the country whose insights into the world of banking, regulation, and compliance keep you better informed. Subscribe to our Banking Matters podcast today – and hear discussions covering the trends and topics in the industry that are important to you.
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Modern Mindset investigates how our beliefs, values, and psychology influences our modern life and emotions. From business and finance to relationships and communication, we talk to experts from around the world to provide practical ways in which psychology and mindset can give you the edge in the minefield of modern life.
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The Executive Interview is a short-form podcast featuring leaders in the retirement plan space describing relevant issues and their reactions to them. Whether it’s regulation, legislation, strategy or a host of other hot topics, listeners hear directly from those involved, and how it can (and will) affect their business.
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Looking for ideas, tips, and best practices to take your financial institution to the next level? Look no further than this podcast featuring insights from banking leaders and advisors across the industry. We’ll tackle a range of topics — technology implementation, loan grading, banking cannabis, and more to ensure you stay ahead of the curve in this fast-changing environment. This podcast is available on all your favorite podcasts platforms. For more information on Abrigo, head to abrigo.com.
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On this series, we tour the UK, putting clients in the frame. Get insights to inspire your own business as we delve into the issues they’ve faced – and the big picture strategies that led to success. All opinions provided by the interviewees are their own. Barclays Bank PLC is registered in England (Company No. 1026167) with its registered office at 1 Churchill Place, London E14 5HP. Barclays Bank PLC is authorised by the Prudential Regulation Authority (PRA), and regulated by the Financial ...
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Millionaire Mindcast helps you build wealth through commercial real estate and passive income. Hosted by investor Matt Aitchison, it delivers three weekly episodes with expert insights, strategies, and lessons from top investors. Whether you want you diversify or scale your real estate portfolio and income, this is your go to guide.
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The biggest financial stories and why they matter to us all.
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Each week, Clay Lowery at the Institute of International Finance highlights current issues in international finance and economics through the lens of U.S. policy and politics. Clay and his guests explain what to watch in the coming week, and deep-dive into some of the most important topics facing the financial industry, and our world.
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The Asset Finance Connect European Equipment Finance Podcast sponsored by Alfa is tailored for industry practitioners, featuring thought leaders in European equipment finance. Hosted by Richard O’Donohue, head of content (manufacturer captives) at Asset Finance Connect and former head of partnerships at Dell Financial Services, Ireland. Each episode of our podcast will feature insightful interviews with Europe’s top leaders in equipment finance. The discussions will centre on the opportuniti ...
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Currents is a podcast published by Norton Rose Fulbright that features in-depth discussions on the latest developments in project finance. The podcast is hosted by partner Todd Alexander, who interviews key business leaders and policy makers to investigate important trends affecting the energy and infrastructure space.
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The Women’s World Banking’s Making Finance Work for Women Podcast is your go-to destination for diving into the world of women’s financial inclusion. We break down tough issues and highlight creative solutions to empower women financially. Tune in for expert chats that reveal the game-changing impact of finance. The Making Finance Work for Women Podcast is sponsored by EY.
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FinTech Germany – Innovation, Banking & Venture Capital by Startuprad.io™
Startuprad.io™ – Europe’s Startup & VC Podcast Network
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FinTech Germany, powered by Startuprad.io™, is Europe’s definitive podcast on financial innovation and venture capital in the DACH region. Hosted by Joe Menninger, the show reveals how startups, banks, and investors collaborate to reshape finance for a digital, sustainable future. From Frankfurt to Zurich and Vienna, FinTech Germany examines the pioneers building Europe’s next-generation financial infrastructure — covering everything from open banking, embedded finance, and regtech to digita ...
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Henri Arslanian brings you in-depth discussions and constructive analyses of the developments shaping the future of money and finance from Bitcoin and cryptocurrencies to CBDCs and DeFi
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Just like the slides you get before a big meeting, The Pre-Read gets CFOs and other decision-makers ready for what's next. This is the global podcast built for the modern office of the CFO, where finance, sustainability, audit, and risk come together. Designed for financial leaders navigating transformation at scale, the show features sharp, unfiltered conversations with insiders at the forefront of business, regulation, and enterprise strategy. Each week, hosts Alyssa Zucker and Steve Soter ...
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Podcast by CIFR
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Ctrl-Alt-Speech is a weekly news podcast co-created by Techdirt’s Mike Masnick and Everything in Moderation’s Ben Whitelaw. Each episode looks at the latest news in online speech, covering issues regarding trust & safety, content moderation, regulation, court rulings, new services & technology, and more. The podcast regularly features expert guests with experience in the trust & safety/online speech worlds, discussing the ins and outs of the news that week and what it may mean for the indust ...
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The Bark: A Pet Podcast Unleashed dives deep into Tennessee’s animal crisis, exploring the real financial impact, community responsibility, and tough decisions behind the headlines. Presented by nonprofit Laws Saving Paws, this podcast connects the dots between public safety, tax payer burden, and the wellbeing of pets and people alike. Whether you’re an animal lover passionate about advocacy and humane care, someone frustrated by the neighborhood impact, or a practical thinker concerned abo ...
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The Laundry podcast: Dive deep into the intricacies of financial crime, AML (anti-money laundering), compliance, sanctions, and the ever-evolving landscape of financial regulation. Hosted by Marit Rødevand and Fredrik Riiser – this podcast features renowned experts from sectors such as banking, fintech, compliance, and investigative journalism. Together, they shed light on the industry's trending topics, analyse mainstream news through a compliance-focused lens, and connect the fight against ...
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How is AI changing financial services/House of Lords Regulation Committee/FCA Value measures data
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41:39
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In this week's episode, we look at how AI is being used in financial services and how it might involve in future. We follow the recent discussion between MPs and financial regulators on the topic in the House of Commons and talk about some of the risks as well as the opportunities. Staying in Westminster, we take a brief look at the House of Lords …
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Trends, Traps, and Truth – The World of Finfluencers
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Today we’re diving into the world of finfluencers – social media personalities who dish out financial advice – sometimes with risky consequences for investors. With expert guests John Eichkorn and Sammy Wu, we’ll explore how to spot misleading content, avoid investment scams, and find trustworthy sources for your financial decisions. If you’ve ever…
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Government financial inclusion strategy/Consolidation in the financial advice sector
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In this week's episode, we take a look at the Government's new financial inclusion strategy. With recommendations to improve access to banking, credit and insurance - there are some initiatives to be welcomed, but the recommendations are fairly meek. In the second half of the show, we look at the FCA's recent multi-firm review focusing on consolida…
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1013. News: Big moves in the mortgage market - and is everyone using AI to manage their finances?
1:03:59
1:03:59
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About this episode: Host Benjamin Ensor, Director of Research and Strategy at 11:FS, is joined by a fantastic panel of guests as we dive into some of the biggest stories from the worlds of fintech, banking, and wider financial services this week. Stories covered on the podcast this week include: There’s turbulence in the mortgage market this week, …
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Unpacking Participant Behavior in the Digital World
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Jessica Drake joins the Executive Interview to delve into plan participant attitudes, behaviors, and evolving expectations in a digital world. It comes as no surprise that our lives are increasingly linked to the digital realm — mobile phones now make up 63% of all web traffic worldwide, a figure that has more than doubled in the past decade, accor…
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Will the government meet its housebuilding targets?
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One of the most eye-catching policy proposals made by the Labour party in the run-up to the election was their pledge to build 1.5mn houses by the end of the current parliament to address the housing shortage in the country. In this episode of the FT Adviser podcast Aldermore managing director of property, Ross Dalzell, and Landmark Information Gro…
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Bad credit is often seen as a major barrier to homeownership, but with the right advice and market knowledge, it doesn’t have to be. Host Gemma Casey is joined by Philip Keith of Mellow Financial and Vicki Picton of Veritas Financial Group Ltd to discuss how advisers can support clients who have struggled with their credit history, guiding them tow…
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In this week's round-up of the latest news in online speech, content moderation and internet regulation, Mike and Ben cover: It’s Cool to Have No Followers Now (New Yorker) Introducing Safe for Work? — all about T&S jobs (Everything in Moderation*) Kids Turn Podcast Comments Into Secret Chat Rooms, Because Of Course They Do (Techdirt) Reddit and Ki…
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Arthur C. Brooks on How Leaders Can Be Happier
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34:41
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It isn't always easy to feel like you can have it all: career, family, hobbies and inner peace. Harvard professor Arthur C. Brooks studies happiness and says it is a direction, not a destination. Brooks believes happiness is especially important for leaders, as the higher you climb the more stressful the job can get - and the wider impact you can h…
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Four industry experts discuss about the latest trends, challenges and opportunities in data center financings. The four are Claus Hertel, managing director, Rabobank, Melih Ileri, chief investment officer, DC BLOX, Mike Johnson, director, Société Générale, and Tim McGuire, vice president, capital markets, Rowan Digital Infrastructure. The moderator…
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Why Economists Should Care About Inequality, with Branko Milanovic
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Recently, Bethany and Luigi joined economist and wealth inequality expert Branko Milanovic in front of a live audience at the Aspen Ideas Festival to explore how capitalism, democracy, and income inequality interact. Together, the three discussed the pervasiveness of income inequality around the world, its connections with democracy and political s…
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Using Bonds Wisely in a Bull Market for Equities
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With the Fed cutting rates and the bull market in stocks continuing its run of more than three years, some investors are wondering whether bonds still play an important role in a portfolio. On this episode, host Mike Townsend and guest Collin Martin, managing director and head of fixed income research and strategy at Schwab, discuss why bonds still…
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1012. Insights: Driving innovation in UK banking with Lloyds, Santander and NatWest
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About this episode: In this episode of Fintech Insider, we dig into how UK banks can reclaim their fintech edge in a fast-moving global market. Host Ross Gallagher and co-host Tim Heard from 11:FS are joined by innovation leaders from NatWest, Santander, and Lloyds Banking Group to unpack what it really takes to modernise at scale. From cultural sh…
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142: What the Louvre heist can tell us about money laundering
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Seven minutes. Nine pieces of priceless jewellery. A place in heist history. The theft of the Louvre in Paris has made headlines across the world. You may think this is a story about priceless items linked to Napoleon – but the truth may be something closer to home for compliance professionals. Our expert hosts, Marit Rødevand, Fredrik Riiser, and …
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Unpacking some of the lessons learned at the SMSF Adviser technical strategy days
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In this special episode of the SMSF Adviser Show, hosts Keith Ford and Aaron Dunn are joined by Liam Shorte, managing director of SONAS Wealth, and Phil Broderick, principal at Sladen Legal, at the SMSF Technical Strategy Day in Sydney. Shorte joins the show to discuss the evolving world of contribution and why it's important to understand the cont…
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Learn fast, learn often: Lessons from two finance leaders
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15:54
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In celebration of CGMA Week, the FM podcast welcomed two CGMA designation holders who recently spoke at UK & Ireland ENGAGE to discuss the lessons they've learned throughout their careers, how their mindset has shifted over the years, and the advice they would give to finance professionals navigating opportunities in a challenging era defined by po…
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The High Price of "Affordable" Care | Dr. Ge Bai
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58:53
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Since Democrats decided to shut down the government over Affordable Care Act subsidies, now's a good time for a deep dive into what they're even talking about. John Hopkins professor Dr. Ge Bai walks us through the ACA subsidies, the hidden mechanics behind the Affordable Care Act, and its illusion of "affordability." Dr. Bai shows us how regulatio…
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The Coming Market Reset: Inflation, AI Mania, and Why Patience Pays Off
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In this week’s episode of Money Moves, Matty A. and Ryan Breedwell dig into the latest shifts shaping markets—from inflation and interest rates to the AI stock frenzy and how investors can prepare for what’s ahead. They break down why consumer debt is at record highs, what the Fed’s latest data tells us about the economy, and whether 2026 could mar…
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Inside the Debate on Capital Standards and Community Bank Competitiveness with the Federal Reserve Board
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Mergers, de novo formations, and regulatory modernization are reshaping how community banks plan for the future. In this episode, host Kyle Thomas moderates a panel featuring Leslie Andersen of i3 Bank, Ilaria Rawlins of Fortuna Bank, David Coxon of Georgia Banking Company, and Randall Guynn of the Federal Reserve Board. Together, they share perspe…
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The financial markets run on data and after30 years of FIX messaging, trust in that data is under pressure. 91% of firms report fragmented systems.70% link that fragmentation to compliance risk. In this episode of RegCast, PJ Di Giammarino sits down with Jim Kaye, Executive Director of the FIX Trading Community, to discuss how AI, open standards, a…
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Alex Barnes, Director of Cloud Hosting at Alfa: Repatriation, Regulation, and Resilience: The Next Phase of Cloud Strategy
28:33
28:33
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Host Richard O’Donohue is joined by Alex Barnes, Director of Cloud Hosting at Alfa, to explore how asset finance firms can balance innovation, cost and resilience in the cloud era. From AWS outages to DORA regulations, this episode examines how to prepare for disruption while harnessing the flexibility and speed of cloud technologies.…
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Wikipedia Cofounder Jimmy Wales on How to Build Trust
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When Wikipedia was founded in 2001, the idea that people around the world could come together to create an accurate online encyclopedia covering virtually any topic seemed far-fetched. But today many people see the website as a trusted source of well-curated and -cited information. That's because of careful decisions that its leaders made about how…
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A Conversation with FINRA CEO Robert Cook and Small Firm Advisory Committee Chair Preston Haxo
26:51
26:51
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Small firms face unique challenges. The regulatory landscape is evolving rapidly. And the conversation between regulators and the regulated is more important than ever. How does FINRA ensure that small firm voices are heard? How do small firms navigate an increasingly complex environment while serving their clients effectively? On this episode, we …
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#010 - Why Cash Is Dying and Bitcoin Is Rising 💸📈
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Every new dollar printed steals value from the one already in your bank. In this episode of Rich and Regulated, Jessica Sol exposes the truth about fiat currency, inflation, and why the traditional banking system quietly bleeds your wealth. If you’ve ever wondered why your savings seem to buy you less every year and how Bitcoin is changing the rule…
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PSLF Employer Bans + New Regulations Coming Out
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Public Service Loan Forgiveness could look very different if the new proposed rules move forward. The Trump administration is exploring ways to strip PSLF eligibility from employees of organizations the administration doesn't like. That could mean hospitals, nonprofits, or legal aid groups suddenly losing access to forgiveness — with no way for emp…
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560 - PETA Ambassador on how our Clothes Could Be Made from Plants
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Rory McGowan sits down with Jennifer White from PETA to talk about the climate impact of our clothes, and how Plant Wool could be the next step in sustainable fashion - wool made from unused plant matter and from materials like Hemp. Rory challenges Jennifer on just why this distinction matters, how much impact it has on the climate and why this is…
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Episode 124 – Argentina's Midterms - Will This Time be Different?
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In this episode of Current Account, Clay is joined by Kezia McKeague, Regional Director for Latin America at McLarty Associates and IIF's Martín Castellano, Head of Latin America Research, to unpack the results and implications of Argentina’s recent midterm elections. The conversation explores President Javier Milei’s strengthened political mandate…
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Evolving the Go-to-Market: An Executive's Guide to AI's Impact
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AI has completely changed the rules of marketing, and finance can't afford to play catch-up. Workiva's VP of Revenue Marketing, Joel Capperella, joins Steve Soter to unpack how AI is reshaping data, trust, and decision-making across the business. As progression analysis evolves and web traffic declines, traditional forecasting and investment models…
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Live Episode: The Future of Money — Stablecoins, Trust and Transformation
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Recorded live at Aspen Ideas: Economy — Jo Ann talks with Biswarup Chatterjee from Citi and Jennifer Lassiter of Standard Chartered about how stablecoins, digital assets, and new regulation are reshaping the very future of money. View the episode transcript, show notes, and related links on AIR's website.…
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October 2025 Deep Dive – AI Startups, Venture Capital & Fintech in DACH
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🏁 The Deep Dive is here. Germany, Austria and Switzerland enter a new startup cycle where the headline isn’t “Who raised the biggest check?” but “Who’s building the most defensible foundation?” Hosts Jörn ‘Joe’ Menninger and Chris Fahrenbach break down October 2025’s most important stories in AI, fintech, venture capital, and climate tech. 🔎 What Y…
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1011. News: Starling fights fraud with AI, Uber goes global with Checkout and Citi and Coinbase collaborate
1:06:17
1:06:17
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About this episode: Host Ross Gallagher, Head of Consulting at 11:FS, is joined by a fantastic panel of guests from Checkout.com, Galileo, SoFi’s tech platform, and Anthemis as we dive into some of the biggest stories from the worlds of fintech, banking, and wider financial services this week. Stories covered on the podcast this week include: This …
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Why Crypto Treasuries Are Just Getting Started
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6:15
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My interview with Jehan Chu, Founder of Kenetic Capital. - Over 250 digital asset treasuries now manage tens of billions across Bitcoin, ETH, Solana and more - These vehicles are creating a flywheel of price support and market momentum - Japan's MetaPlanet and Brazil's Orange are key regional leaders - DARTs offer regulatory, tax, and capital marke…
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In this episode of The Bark, we spotlight the life-saving bond between veterans and their dogs — a partnership built on trust, loyalty, and healing. While our veterans step up to defend our country, countless dogs are stepping up to defend them right back, providing critical emotional support, mobility assistance, and a renewed sense of purpose whe…
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Give ideas a seat at the table (with professional innovator and ThinkBIG keynote Kyle Scheele)
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This episode's guest is author, speaker, and "patron saint of crazy ideas" Kyle Scheele. Listen in as he makes the case that creativity at financial institutions isn’t confined to marketing teams—it’s simply problem-solving, and it belongs to everyone at your organization. He shares why “culture eats strategy,” explains the importance of making spa…
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Ep. 28: As Aid Fades, Can Private Capital Carry the Climate Fight?
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As aid retreats and climate impacts increase, can investors step in where governments can’t? The battleground for influence just may be shifting from parliaments to portfolios. In this conversation with the Manager Partner of Women’s World Banking Asset Management Emerging Market Funds, we explore how gender-lens investing is being defined as both …
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How will a Fos longstop impact adviser complaints?
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On this week’s episode of the FT Adviser podcast, senior reporter Alina Khan speaks to Alan Lakey, director of Highclere Financial Services, and Derek Bradley, chief executive of Panacea Adviser, about complaints cases they have come across over the years and why they underpin a real need for a Fos longstop. Hosted on Acast. See acast.com/privacy f…
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Something I’m always working on in my practice
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Successful advisors know that they still need to refine and change in order to maintain that success and grow. In this episode, MDRT members share what ongoing efforts they prioritize to ensure that they get better instead of becoming complacent.You’ll hear from:MDRT Past President Gregory B. Gagne, ChFCMDRT First Vice President Clay Gillespie, CIM…
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🍬 TRICK OR TREAT? TRICK: Thinking you can skip compliance training. TREAT: My RIA Lawyer has Compliance training covered with Compliance University!! Have a happy & safe Halloween, and if you need us, you know where to find us! https://www.myrialawyer.com/ria-compliance-university/By regulate this
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How Banks Are Quietly Preparing for a Blockchain Future
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My Interview with Stephen Richardson, Chief Strategy Officer at Fireblocks . - Global banks are moving from outsourced custody to integrated blockchain infrastructure - Stablecoins are challenging the SWIFT model—especially in emerging markets - Fireblocks is seeing demand for turnkey solutions that support trading, custody, and payments - Latin Am…
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In this week's round-up of the latest news in online speech, content moderation and internet regulation, Mike and Ben cover: Character.AI is banning minors from AI character chats (Financial Times) Strengthening ChatGPT’s responses in sensitive conversations (OpenAI) Senators propose banning teens from using AI chatbots (The Verge) EU accuses Meta,…
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